For Your Information

December 2002

 

  • NASD Reminds Firms of E-Mail Address Established to Report System Outages to Market Regulation Department
  • Web-Based Appointment Scheduling and Confirmation System for Online Exam Scheduling Is Now Available
  • Qualification Updates
  • 2002-2003 Filing Due Dates
  • Updated Anti-Money Laundering Online Training Course
  • Elimination of Free-Riding Questionnaires