NASD Notice to Members 02-72 - October 2002

Veterans’ Day and Thanksgiving Day: Trade Date - Settlement Date Schedule

Executive Summary

The schedule of trade dates-settlement dates below reflects the observance of the financial community of Veterans’ Day, Monday, November 11, 2002, and Thanksgiving Day, Thursday, November 28, 2002. On Monday, November 11, The NASDAQ Stock Market and the securities exchanges will be open for trading. However, it will not be a settlement date because many of the nation’s banking institutions will be closed in observance of Veterans Day. All securities markets will be closed on Thursday, November 28, 2002, in observance of Thanksgiving Day.