NASD Notice to Members 02-27 - May 2002

Series 22, 27, 28, 39, 55, And 82 Modified

Executive Summary

NASD Regulation, Inc. (NASD Regulation) has modified the examination programs for the Direct Participation Programs Limited Representative (Series 22), the Financial and Operations Limited Principal (Series 27), the Introducing Broker/Dealer Financial and Operations Limited Principal (Series 28), the Direct Participation Programs Limited Principal (Series 39), the Equity Trader Limited Representative (Series 55), and the Private Securities Offerings Limited Representative (Series 82). The changes are reflected in study outlines that will soon be available on the NASD Regulation Web Site (www.nasdr.com). The changes will appear in examinations administered starting on August 1, 2002.

 

Questions concerning this Notice to Members may be directed to one of the following persons in NASD Regulation's Testing and Continuing Education Department: Karen Bescher at (240) 386-4677; Eva Cichy at (240) 386-4680; Carole Hartzog at (240) 386-4678; Nicole Hillman at (240) 386-4681; or Elaine Warren at (240) 386-4679.