NASD Notice to Members 02-17 - March 2002

Alerting Customers To Adjustments To Option Contracts

Executive Summary

NASD Regulation is providing this Notice on behalf of the Options Self-Regulatory Council. This Notice advises broker/dealers to review or develop procedures as necessary to alert their customers of adjustments to their option contracts caused by corporate actions.

 

Questions about this Notice may be directed to Gary L. Goldsholle, Office of General Counsel, NASD Regulation, Inc., at (202) 728-8104.