NASD Notice to Members 02-03 - January 2002

Broker/Dealer, Investment Adviser, And Agent Renewals 2002 Renewal Rosters And Final Renewal Statements

Executive Summary

The 2002 Renewal Program for the National Association of Securities Dealers, Inc. (NASD®) broker/dealer and agent registration began its second phase this month. The NASD is issuing this Notice to help members review, reconcile, and respond to the Final Renewal Statements and Rosters that are available on the Web CRDSM system.

 

Questions regarding this Notice may be directed to the CRD/Public Disclosure (CRD/PD) Gateway Call Center at (301) 869-66