NASD Notice to Members 02-22 - April 2002

Securities Industry/Regulatory Council On Continuing Education Issues A Status Report On The Securities Industry Continuing Education Program

Executive Summary

The Securities Industry/Regulatory Council on Continuing Education (the Council), which has advisory and consultative responsibilities for the development, implementation, and ongoing operation of the Securities Industry Continuing Education Program (Program), has issued a Status Report on recent developments in both the Regulatory and Firm Elements of the Program. A short list of frequently asked questions (FAQs) addresses significant changes to the Program since the previous Status Report in August 1998 or provides clarification to major aspects of the Program.

 

Questions about this Notice may be directed to John Linnehan, Director, Continuing Education, NASD Regulation, at (240) 386-4684.