NASD Notice to Members 03-81 - December 2003

Regulatory Element of Continuing Education Fee to be Reduced from $65 to $60; Effective Date: January 1, 2004

Executive Summary

Effective January 1, 2004, the fee for the Regulatory Element of Continuing Education will be reduced from $65 to $60. The fee reduction applies to all three Regulatory Element programs: the S201 for Supervisors, the S106 for Series 6 Representatives, and the S101 General Program for all other registrations. Firms that participate in in-firm delivery of the Regulatory Element will continue to receive a $3 credit to their CRD account for the in-firm deliveries they make.

 

Questions about this Notice may be directed to John Linnehan, Director, Continuing Education, NASD, at (240) 386-4684.