NASD Notice to Members 04-12 - February 2004

Change in Policy of Granting Foreign Deferrals to Registered Supervisors and Principals from the Continuing Education Regulatory Element

Executive Summary

NASD is providing the Regulatory Element Supervisor Program (S201) in several new international locations. This will affect NASD's policy of granting foreign deferrals to registered supervisors and principals from the Continuing Education Regulatory Element.

 

Questions about this Notice may be directed to Heather Bevans, Continuing Education, NASD, at (240) 386-4685.