NASD Notice to Members 04-02 - January 2004

2004 Renewal Reports and Final Renewal Statements

Executive Summary

The 2004 NASD Broker/Dealer and Investment Adviser Registration Renewal Program began its second phase this month. NASD is issuing this Notice to help firms review, reconcile, and respond to the Final Renewal Statements and Reports that are available on Web CRD/IARD.

 

Questions regarding this Notice may also be directed to the Gateway Call Center at (301) 869-6699.