NASD Notice to Members 04-73 - October 2004

Amendments to Section 4 of Schedule A to the NASD By-Laws Governing Qualification Examination Fees; Implementation Date: January 1, 2005

Executive Summary

NASD has filed for immediate effectiveness amendments to Section 4 of Schedule A to the NASD By-Laws. The amendments increase certain examination fees, as described below, and also list the fees for all qualification examinations that may be required by NASD for its members, regardless of whether the current examination fee has been increased.

 

Questions concerning this Notice may be directed to Ann Griffith, Associate Vice President and Director, Testing and Continuing Education, at (240) 386-5051.