NASD Notice to Members 04-87 - November 2004

2005 Trade Date-Settlement Date Schedule

Executive Summary

Brokers, dealers, and municipal securities dealers should use the foregoing settlement dates for purposes of clearing and settling transactions pursuant to the NASD® Uniform Practice Code and the Municipal Securities Rulemaking Board Rule G-12 on Uniform Practice.

 

Questions regarding the application of those settlement dates to a particular situation may be directed to the Market Integrity Department at (203) 375-9609.

 

This version corrects the Trade Dates and Settlement Dates for Columbus Day 2005.