NASD Notice to Members 04-94 - December 2004

Nominees for the District Committee for District 10

Executive Summary

Article VIII, Section 8.32 of the NASD Regulation, Inc. By-Laws (the By-Laws) permits the Secretary of NASD Regulation, in extraordinary circumstances and with the approval of the NASD Executive Committee or the NASD Board of Governors, to adopt additional procedures for District Committee and District Nominating Committee elections.

 

Pursuant to this provision, the purpose of this Special Notice to Members is to inform the members of District 10 of additional procedures adopted on December 13, 2004 by the NASD Executive Committee to address the situation where a nominee, Tracy E. Calder, withdrew from further consideration for the District Committee for District 10. Ms. Calder withdrew following the September 16, 2004 Special Notice announcing the nominees for the District Committee for District 10 and prior to distribution of the contested election ballot.