NASD Notice to Members 05-19 - March 2005

Revisions to the Series 11 and 55 Examination Programs; Implementation Date: April 29, 2005

Executive Summary

NASD has revised the examination programs for the Assistant Representative - Order Processing (Series 11) and Limited Representative - Equity Trader (Series 55).1 The changes are reflected in study outlines that will soon be available on the NASD Web site (www.finra.org). The changes will appear in examinations administered starting on April 29, 2005.

 

Questions concerning this Notice may be directed to Joe McDonald, Associate Director, NASD Testing and Continuing Education Department (TCE), at (240) 386-5065; or Carole Hartzog, Senior Analyst, TCE, at (240) 386-4678.