NASD Notice to Members 05-58 - September 2005

Intermarket Surveillance Group Requires Validation of Electronic Blue Sheet Submissions

Executive Summary

This Notice to Members reminds members of their reporting requirements concerning the automated submission of trading information via the Electronic Blue Sheet (EBS) System and provides information on the validation of certain data fields in a firm's EBS submission.

 

This Notice was prepared by the following self-regulatory organizations (SROs) acting jointly as members of the Intermarket Surveillance Group (ISG):

  • American Stock Exchange LLC (AMEX)
  • Boston Stock Exchange, Inc. (BSE)
  • Chicago Board Options Exchange, Inc.(CBOE)
  • Chicago Stock Exchange, Inc. (CHX)
  • International Securities Exchange (ISE)
  • NASD, Inc. (NASD)
  • National Stock Exchange (NSX)
  • New York Stock Exchange, Inc. (NYSE)
  • Pacific Exchange, Inc. (PCX)
  • Philadelphia Stock Exchange, Inc. (PHLX)