NASD Notice to Members 06-50 - September 2006

NASD Reminds Members of Their Obligation to Provide Accurate Information to Services that Disseminate Trading Volume and Trading Interest

Executive Summary

NASD is publishing this Notice to remind members of their obligation to communicate accurate information when using services to communicate trading volume and trading interest to the marketplace.

 

Questions concerning this Notice should be directed to Peter Santori, Chief Counsel, Market Regulation, at (240) 386-5098; David Chapman, Deputy Director, Market Regulation, at (240) 386-4995; or the Office of General Counsel, at (202) 728-8071.