Information Notice - October 22, 2008

FINRA Survey to Update the Series 7 Exam

Executive Summary

In November, FINRA will conduct a random survey of 10,000 registered representatives to seek input from the industry to ensure that the Series 7 Examination accurately reflects the current roles, responsibilities and job functions of brokers. Since the input of registered representatives helps ensure that the content of the Series 7 accurately reflects their job, we request that firms encourage recipients of the request to participate.

 

Questions about this Notice should be directed to Tina Freilicher, FINRA's Director of Psychometrics and Qualifications, at (646) 315-8752.