Regulatory Notice 09-32
SEC Approves Amendments to NASD Rule 2821 Governing Purchases and Exchanges of Deferred Variable Annuities; Effective Date: February 8, 2010
On April 15, 2009, the SEC approved amendments to NASD Rule 2821 governing purchases and exchanges of deferred variable annuities. Among other things, the amendments:
The rule text is set forth in Attachment A and is effective February 8, 2010.
Questions regarding this Notice should be directed to:
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