Election Notice 12/11/09

Upcoming District Committee and District Nominating Committee Elections

Executive Summary

The purpose of this Election Notice is to notify member firms of the upcoming nomination and election process to fill forthcoming vacancies on FINRA District Committees and District Nominating Committees.

 

The current District Committee and District Nominating Committee members are included in Attachment A. Information on District Election procedures is included in Attachment B. A candidate profile form is available online at www.finra.org/Notices/Election/121109 and as Attachment C of this Notice.

 

Note: This Notice was distributed electronically only to the Executive Representative of each FINRA member firm and it is posted on FINRA's Web site. Executive Representatives should circulate this Notice to their firm's branch managers.

 

Questions concerning this Election Notice may be directed to:

  • The appropriate District Director;
  • Marcia Asquith, Senior Vice President and Corporate Secretary, at (202) 728-8949 or via email.