Regulatory Notice 10-02
Broker-Dealer, Investment Adviser Firm, Agent and Investment Adviser Representative, and Branch Renewals for 2010; Payment Deadline: February 5, 2010
FINRA is issuing this Notice to help firms review, reconcile and respond to their Final Renewal Statements and reports that are currently available in Web CRD/IARD for the 2010 Registration Renewal Program.
Questions concerning this Notice should be directed to the FINRA Gateway Call Center at (301) 869-6699.
|View Full Notice||PDF 72 KB|