Regulatory Notice 10-32

SEC Approves Amendments to FINRA Dispute Resolution By-Laws;

Effective Date: August 2, 2010

Executive Summary

Effective August 2, 2010, the Board composition and governance structure of FINRA Dispute Resolution, Inc. (a subsidiary of FINRA) will more closely parallel the composition and governance structure of the FINRA, Inc. Board of Governors (FINRA Board). The revisions to the FINRA Dispute Resolution, Inc. By-Laws (By-Laws) also reflect current business and legal practices concerning the administration of FINRA Dispute Resolution. In addition, the revisions make non-substantive or conforming changes to the By-Laws, including updates to reflect the corporate name change. The revised By-Laws are available at www.finra.org/finramanual/drbylaws.

 

Questions concerning this Notice should be directed to Kenneth L. Andrichik, senior vice president, chief counsel and director of Mediation and Strategy, Dispute Resolution, at (212) 858-3915 or email.