Information Notice - October 8, 2010

Extension of Current Rate for Fees Paid Under Section 31 of the Exchange Act

Executive Summary

Since October 1, 2010, the SEC has been operating under a continuing resolution for fiscal year 2011. As such, the Section 31 rate applicable to securities transactions will remain at $16.90 per million.

  • Finance-related questions should be directed to: Sheila Gregory, Accounting Manager, Finance, at (240) 386-5388.
  • Legal and interpretive questions should be directed to: Kathleen O’Mara, Associate General Counsel, Office of Oversight Liaison and Counsel, at (240) 386-5309.