Regulatory Notice 10-53
Margin Requirements for Exempted Securities Mutual Funds and Exempted Securities ETFs
Effective Date: October 26, 2010
Effective October 26, 2010, FINRA is advising firms of customer margin requirements for exempted securities mutual funds and exempted securities exchange traded funds (ETFs) in Regulation T margin accounts. FINRA is also reminding firms of customer margin requirements for money market mutual funds.
Questions concerning this Notice should be directed to:
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