Information Notice 12/14/10
Extension of Current Rate for Fees Paid Under Section 31 of the Exchange Act
Since October 1, 2010, the SEC has been operating under a continuing resolution for fiscal year 2011. As such, the Section 31 rate applicable to specified securities transactions on the exchanges and in the over-the-counter market will remain at $16.90 per million dollars until the SEC’s regular fiscal budget is approved and firms are advised of the final date for implementing a rate change.
Finance-related questions should be directed to:
Legal and interpretive questions should be directed to:
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