Regulatory Notice 11-01
2011 Final Renewal Statements for Broker-Dealers, Investment Adviser Firms, Agents and Investment Adviser Representatives, and Branches
Payment Deadline: February 4, 2011
FINRA is issuing this Notice to help firms review, reconcile and respond to their Final Renewal Statements and reports that are currently available in Web CRD/IARD for the annual registration renewal process. The payment deadline is February 4, 2011.
Questions concerning this Notice should be directed to the FINRA Call Center at (301) 869-6699.
|View Full Notice||PDF 89 KB|