Information Notice 1/6/11

New Rate for Fees Paid Under Section 31 of the Exchange Act

Effective Date: January 21, 2011

Executive Summary

Effective January 21, 2011, the Section 31 fee rate applicable to specified securities transactions on the exchanges and in the over-the-counter markets will increase from its current rate of $16.90 per million dollars in transactions to a new rate of $19.20 per million dollars in transactions. 

 

Finance-related questions should be directed to: Sheila Gregory, Accounting Manager, Finance, at (240) 386-5388.

 

Legal and interpretive questions should be directed to: Brant Brown, Associate General Counsel, Office of General Counsel, at (202) 728-6927.