Information Notice 6/28/11

FINRA Surveys to Update the Series 6, 16, 24 and 26 Exams

Executive Summary

Starting on June 30, 2011, FINRA will conduct surveys to seek input from the industry to help inform updates to the Series 6, 16, 24 and 26 qualification examinations. Through these surveys, the first of which is for the Series 16 qualification examination, FINRA intends to gather information from currently registered individuals regarding their roles, responsibilities and job functions, and use the information to update the related qualification exams. FINRA encourages survey recipients to participate to help ensure that examination content accurately reflects the jobs they perform.

Questions about this Notice should be directed to Patricia Monterosso, Lead Qualifications Analyst, Testing and Continuing Education, at (646) 315-8753.


The contact for this Notice was updated on 10/25/11.