Regulatory Notice 11-30
FINRA Revises the Treatment of Non-Margin Eligible Equity Securities and Delays the Effective Date
New Effective Date: October 3, 2011
To accommodate systems-related concerns, FINRA is deferring the effective date announced in Regulatory Notice 11-16 for the treatment of non-margin eligible equity securities to October 3, 2011. In addition, FINRA is revising a provision regarding the day trading of non-margin eligible equity securities.
Questions concerning this Notice should be directed to:
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