Regulatory Notice 12-04

SEC Approves Amendments to FINRA Rule 0160 (Definitions) and the Repeal of Incorporated NYSE Rule 2A (Jurisdiction)

 

Effective Date: February 21, 2012

Executive Summary

The SEC approved amendments to FINRA Rule 0160 (Definitions) and the repeal of Incorporated NYSE Rule 2A (Jurisdiction) from the FINRA rulebook. The amendments take effect on February 21, 2012. The text of FINRA Rule 0160, as amended, is set forth in Attachment A.

 

Questions regarding this Notice should be directed to:

  • Erika L. Lazar, Counsel, Office of General Counsel, at (202) 728-8013.