Regulatory Notice 13-09
SEC Approves Amendments to Establish Two Optional TRACE Data Delivery Services and Related Fees
Effective Date: June 10, 2013
The SEC approved amendments to FINRA Rule 7730 to establish two optional TRACE data delivery services and fees in connection with such services. The effective date is June 10, 2013.
The amended rule text is set forth on Attachment A.
Questions regarding this Notice may be directed to:
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