Information Notice 5/1/13

New Rate for Fees Paid Under Section 31 of the Exchange Act 

Effective Date: May 25, 2013

Executive Summary

Effective May 25, 2013, the Section 31 fee rate applicable to specified securities transactions on the exchanges and in the over-the-counter markets will decrease from its current rate of $22.40 per million dollars in transactions to a new rate of $17.40 per million dollars in transactions.

  • Finance-related questions should be directed to: Sheila Gregory, Accounting Manager, Finance, at (240) 386-5388.
  • Legal and interpretive questions should be directed to: Brant Brown, Associate General Counsel, Office of General Counsel, at (202) 728-6927.