Election Notice 10/16/13

Notice of FINRA District Committee Elections and Ballots
Ballots Due: November 15, 2013

Executive Summary

The purpose of this Notice is to inform firms of the upcoming elections to fill vacancies on the FINRA District Committees and distribute ballots to the firms eligible to vote in these elections. Firms that are members of FINRA as of the close of business on Tuesday, October 15, 2013, are eligible to vote for the seat corresponding to their district and firm size.

 

Firms are urged to vote in this election using one of the methods described in this Notice. In order for a ballot to be considered valid, the executive representative of the firm eligible to vote in the election must sign it. Ballots are due by Friday, November 15, 2013.