Election Notice 11/25/13

Small Firm Advisory Board Runoff Election

Ballot Due Date: December 16, 2013

The recent FINRA election to elect a New York Region member of the Small Firm Advisory Board (SFAB) resulted in a tie. FINRA must therefore hold a runoff election for eligible small firm members in the New York region to select their SFAB representative.

 

The candidates in the runoff election are:

  • Myles Edwards – Chief Compliance Officer & General Counsel, Constellation Wealth Advisors LLC
  • Steve Hart – Chief Compliance Officer, Robotti & Company, LLC

 

Additional information about each candidate is available at www.finra.org/Industry/SmallFirms/P391524.