Election Notice 11/25/13
Small Firm Advisory Board Runoff Election
Ballot Due Date: December 16, 2013
The recent FINRA election to elect a New York Region member of the Small Firm Advisory Board (SFAB) resulted in a tie. FINRA must therefore hold a runoff election for eligible small firm members in the New York region to select their SFAB representative.
The candidates in the runoff election are:
Additional information about each candidate is available at www.finra.org/Industry/SmallFirms/P391524.
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