Election Notice 12/17/13

FINRA Announces Results of SFAB, NAC and District Committee Elections

Executive Summary

FINRA recently concluded elections to fill vacant seats on the Small Firm Advisory Board (SFAB), National Adjudicatory Council (NAC) and District Committees. Additionally, a number of individuals were appointed to fill vacancies on the SFAB, NAC and District Committees. This Notice lists the individuals elected and appointed to those seats for terms beginning January 1, 2014.

 

Questions concerning this Election Notice may be directed to:

  • Marcia Asquith, Senior Vice President and Corporate Secretary, at (202) 728-8949; or
  • Jennifer Piorko Mitchell, Assistant Corporate Secretary, at (202) 728-8949.