Information Notice 3/3/14

New Rate for Fees Paid Under Section 31 of the Exchange Act

Effective Date: March 18, 2014

 

Executive Summary

Effective March 18, 2014, the Section 31 fee rate applicable to specified securities transactions on the exchanges and in the over-the-counter markets will increase from its current rate of $17.40 per million dollars in transactions to a new rate of $22.10 per million dollars in transactions. The new rate will remain in place until September 30, 2014, or 60 days after the enactment of a regular Fiscal Year 2015 appropriation, whichever is later.

 

  • Finance-related questions should be directed to: Sheila Gregory, Accounting Manager, Finance, at (240) 386-5388.
  • Legal and interpretive questions should be directed to: Brant Brown, Associate General Counsel, Office of General Counsel, at (202) 728-6927.