Regulatory Notice 14-18

FINRA Revises the Investment Company and Variable Contracts Products Principal (Series 26) Examination Program

Implementation Date: June 16, 2014

 

Executive Summary

FINRA periodically reviews the content of qualification examinations to determine whether revisions are necessary or appropriate in view of changes—including changes to the laws, rules and regulations—pertaining to the subject matter the examinations cover. Based on this review process, FINRA has revised the Investment Company and Variable Contracts Products Principal (Series 26) examination program.

 

The changes are reflected in the Series 26 content outline on FINRA’s website and will appear in Series 26 examinations administered on or after June 16, 2014.

 

Questions regarding this Notice should be directed to:

  • Amaka Omenka, Senior Qualifications Analyst, Testing and Continuing Education Department, at (240) 386-4678; or
  • Bridget Fox, Qualifications Analyst, Testing and Continuing Education Department, at (240) 386-6472.