Regulatory Notice 14-24

April 2014 Supplement to the Security Futures Risk Disclosure Statement

Implementation Date: June 23, 2014

 

Executive Summary

FINRA has released the April 2014 Supplement (Supplement) to the October 2002 Security Futures Risk Disclosure Statement (Statement). The Supplement adds new disclosure to accommodate proposed changes by OneChicago, LLC, to list a product with a physical delivery settlement cycle shorter than three business days. The implementation date of the Supplement is June 23, 2014.

 

Questions concerning this Notice should be directed to Matthew E. Vitek, Assistant General Counsel, Office of General Counsel, at (202) 728-8156.