Information Notice 7/10/14

Revised Process for Candidates Whose Primary Language Is Not English to Receive Additional Time to Complete a Qualification Examination or Continuing Education Session

Effective: September 8, 2014

 

Executive Summary

FINRA is enhancing the process for candidates with limited English proficiency (LEP) to receive additional time to complete a qualification examination or Regulatory Element Continuing Education session (CE session). Effective September 8, 2014, firms must submit through the Central Registration Depository (CRD®) all requests for candidates with LEP to receive additional time to complete a qualification examination or CE session. Detailed information on the revised process is available on FINRA’s website.

 

Questions about this Notice may be directed to FINRA’s Gateway Call Center at (301) 590-6500.