Comments on NASD Notice to Members 05-25

Just two comments pertaining to the review process. Is the cost the same $75 for review as per advertising and I am guessing is there a limit on number of “storyboards” versus pages of advertising? Second, can the NASD review and comment on the submitted information in a timely fashion?

 

Thanks

 

Craig A. Jackson, CEO

Registered Securities Principal

Northwest Consulting, LLC

1813 W Harvard, Suite 432

Roseburg, Or 97470

 

Phone: 541-440-3954    Toll Free: 866-440-3954

Fax: 541-464-0252

email: Craig@northwest-consulting.com