To Whom It May Concern:
In the 05-25 Notice to Members, it is noted that scripted or partially scripted radio or television shows hosted by registered reps would be subject to the proposed rule. In the event that there were only an outline of topics to be covered on a show, rather than a “scripted appearance” as defined in the notice, would pre-filing still be required?
Bindi R. Swammi
Communications Compliance Officer
800 Nicollet Mall
Minneapolis, MN 55402