Comments on NASD Notice to Members 05-27

For the last 26 years I was under the impression and District 6 examiners where under the impression the ALL MATERIAL, correspondence or advertising, had to be approved by a registered principal evidenced by his initials and date prior to going out to a customer.
 
So, I don't understand the waste of electricity regarding this notice
 
Frank Dealy
exadv@msn.com