Comments on Regulatory Notice 08-25

I applaud the effort to streamline these recordkeeping rules and, in that spirit, request one thing to make these requirements MUCH easier to apply. The rule in part is based on the SEC record retention schedule, which is EXTREMELY difficult to find within the SEC rules. Could you please add the retention schedule, a direct link from the applicable FINRA rule to the SEC record retention schedule or indicate the most common retention time frames within the rule? I would cry with happiness if this could be accomplished!

Thank you for your time.


Julie Lynch
Asst. Operations Manager

MuniVest Group
MuniVest Financial Group
29355 Northwestern Hwy, Suite 110
Southfield, MI 48034
877 BOND 447 (266-3447) PHONE
877 FAX 3268 (329-3268) FAX