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PAIB Reserve Formula Computation (see Proprietary Account of Introducing Broker-Dealers (PAIB))

Partial Redemptions

08-21
Passive Market Making

Rule Amendments; 97-10
Payments

CRD Accounts; FYI, September 2001
Financial; FYI, July 2001
Penalty Bids

02-55
Personnel Assessment

02-41
"Piggybacking" Arrangements 05-72
PORTAL Securities

01-41; 01-19

Portfolio Margin

08-41; 08-09; 07-14; 07-11

Risk Disclosure Statement; 08-09; 07-14

Position Limits

08-10; 08-04; 07-37; 07-08; 07-03; 06-46; 06-09; 05-56; 05-06; 03-19

Possession or Control

08-38
Predispute Arbitration Agreements 05-32; 05-09

Prices

08-36
Primex Auction System

Introduction; 00-65

Principal Approval Requirements

08-12

Principal Registration

08-28; 08-02
Principal Review Deferred Variable Annuities; 07-53

Privacy

08-69; 05-49
Private Placements

07-27; 05-18

Memorandum; 07-27

Private Securities Transactions

08-24
PROCTOR

Transition to Sylvan; 96-87
Projections

04-86
Promissory Notes

01-79
Proprietary Account of Introducing Broker-Dealers (PAIB)

Allocation Chart; 99-44
Assets; 98-99
Computation Date; FYI, December 1999
PAIB Reserve Computation; 07-60; FYI, June 2002

Proprietary Trading

08-18
Protection of Customer Information 05-49
Proxy Reimbursement Rules

03-15
Proxy Statements 04-83
Publication of Transactions and Quotations 06-50
Public Access to Comments

03-73

Public Arbitrator

08-22

Public Disclosure Program/NASD BrokerCheck

(see BrokerCheck)

Communications; 97-78
Limiting Disclosure Period; 98-71
Public Information; 03-76
Rule Changes; 00-16
Taping Rule; 01-38
Public Information Review

02-74
Public Offerings

07-05

Underwriting Activity Reports; 03-46
Underwriting Compensation; 98-88