Other US Regulators

Regulatory Agencies

 

Securities and Exchange Commission

U.S. Securities and Exchange Commission
100 F Street, NE
Washington, DC 20549
(202) 942-8088

 

U.S. Securities and Exchange Commission
Office of Investor Education and Assistance
(800) SEC-0330
(202) 551-6551

 

Commodity Futures Trading Commission
Three Lafayette Centre
1155 21st Street, NW
Washington, DC 20581
Phone: (202) 418-5000
Fax: (202) 418-5525

 


Other Regulatory Organizations

 

Investment Dealers Association of Canada
121 King Street West
Suite 1600
Toronto, Ontario (M5H 3T9) Canada
(416) 865-3038

 

Municipal Securities Rulemaking Board
1900 Duke Street
Suite 600
Alexandria, VA 22314-3412
(703) 797-6600

 

National Futures Association
300 South Riverside Plaza
Suite 1800

Chicago, IL 60606
(800) 676-4NFA

 

North American Securities Administrators Association, Inc. (NASAA)
10 G Street, N.E., Suite 710
Washington, D.C. 20002

(202) 737-0900

 

The Financial Services Authority
Individual Registration and Qualifications Department
25 The North Colonnade Canary Wharf
London E14 5HS United Kingdom
171-686-1000