NASDR has filed with the SEC a proposed rule change to Interpretive Memorandum 2830-1 of the NASD regarding mutual fund breakpoint sales to clarify its application to modern portfolio investment strategies.
| Text of Proposed Rule Change | (PDF 32 KB) |
| Extension Letter No. 1 | (PDF 3 KB) |
| Extension Letter No. 2 | (PDF 3 KB) |
| Federal Register Notice | (PDF 20 KB) |
| Approval Order | (PDF 21 KB) |
