SR-NASD-1998-051
Microcap Initiative - Amendments to NASD Rules 6530 and 6540
NASDR has filed with the SEC a proposed rule change that would amend NASD Rules 6530 and 6540 to limit quotations on the OTC Bulletin Board® to the securities of issuers that are current in their reports filed with the SEC or other regulatory authority, and to prohibit a member from quoting a security on the OTCBB unless the issuer has made current filings, respectively.
| Text of Proposed Rule Change | (PDF 66 KB) |
| Amendment No. 1 to Proposed Rule Change | (PDF 68 KB) |
| Federal Register Notice | (PDF 37 KB) |
| Approval Order | (PDF 38 KB) |