SR-NASD-1998-033
Exemption From Fidelity Bonding Requirement
NASDR has filed with the SEC a proposed rule change to amend Rule 3020 of the National Association of Securities Dealers, Inc. to grant to the staff authority to adjust the fidelity bond required of a member in certain circumstances upon a showing of good cause, either conditionally or unconditionally.
| Text of Proposed Rule Change | (PDF 38 KB) |
| Amendment No. 1 to Proposed Rule Change | (PDF 23 KB) |
| Federal Register Notice | (PDF 20 KB) |
| Approval Order | (PDF 21 KB) |