SR-NASD-1998-031
Supervision of Correspondence
NASDR has filed with the SEC a proposed rule change to National Association of Securities Dealers, Inc. Rules 3010 and 3110 to implement the effective date of recently-approved amendments to these rules. The amendments allow firms to develop flexible procedure for the review of correspondence with the public.
| Text of Proposed Rule Change | (PDF 42 KB) |
| Approval Order | (PDF 28 KB) |