SR-NASD-1998-029
Proposed Rule Relating to Standards for Individual Correspondence
NASDR has filed with the SEC a proposed rule change to Rule 2210 of the Conduct Rules of the National Association of Securities Dealers, Inc. to require that written or electronic communications prepared for a single customer be subject to the general standards and those specific standards of Rule 2210 that prohibit misleading statements.
| Text of Proposed Rule Change | (PDF 118 KB) |
| Amendment No. 1 to Proposed Rule Change | (PDF 3 KB) |
| Amendment No. 2 to Proposed Rule Change | (PDF 8 KB) |
| Federal Register Notice | (PDF 53 KB) |
| Federal Register Notice | (PDF 12 KB) |
| Approval Order | (PDF 27 KB) |