NASDR has filed with the SEC a proposed rule change to amend Rules 9120 and 9211 of the NASD to provide for the Office of Disciplinary Affairs of NASD Regulation to authorize all disciplinary actions.
| Text of Proposed Rule Change | (PDF 38 KB) |
| Federal Register Notice | (PDF 20 KB) |
| Approval Order | (PDF 22 KB) |
