NASDR has filed with the SEC a proposed rule change to Rule 2210 of the Conduct Rules of the National Association of Securities Dealers, Inc. to permit the approval of research reports by a supervisory analyst of the New York Stock Exchange to satisfy NASD requirements that research reports be approved by a registered principal.
| Text of Proposed Rule Change | (PDF 38 KB) |
| Amendment No. 1 to Proposed Rule Change | (PDF 39 KB) |
| Federal Register Notice | (PDF 19 KB) |
| Approval Order | (PDF 21 KB) |
